Failure Of Proper File Management Can Lead To Suspension As A Migration Agent

 

TABLE OF CONTENTS

Introduction

Check List Using The Regulations As A Template eg - Spouse Visa

Get Enough Sleep

Visa Application And Associated Costs

Preserving Records

Record Keeping And Management - How Long Do Documents Have To Be Kept?

Initial Requirements Regarding Accepting A Retainer

Failure Of Proper File Management Can Lead To Suspension As A Migration Agent

Interpreters

Confidentiality & Notifying The Client Of Complaint Procedure

Give Your Client A Copy Of Everything

Give Your Client The Bad News Immediately

Take Care While On Holidays

Clients & English

Check Special Requirements For Offshore Visas With The Embassy's Or Consulate's Website

Don't Accept Immigration's Assertion That Decisions Have Been Made Properly

Have No Fear Of Appeals

Never Advise Your Client To Make Life Changing Decisions Prior To The Grant Of A Visa & Trust Your Instincts

Before You Set The Fee With Your Client And Before You File A Visa Application

Oral Instructions

What Can Go Wrong If You Don't Record Your Mail Properly

Application Fee For A Visa

Communications

Checklists

Prepare Your Client For The Oath

Client Dress

Policy VS Law

Ideas For Chronologies For Client Files

Immigration Goes Into Hibernation On 30 June Each Year

Australia Closes Down Between Christmas & New Year

Have An Industrial Strength Office Set Up At The Office And At Home

What Is A Permanent Residence Visa?

Note Taking

Translating Documents

General Issues

Practice Together Or Practice In Groups

Time Limits

A Proper Email Account And Email Management

Undercharging And Undercutting On Fees

Tourist Visas

Positioning And Pathways And Fees (Putting All One's Eggs In One Basket)

Email & Fax Communication & Errors With Credit Cards Emerge As Troubling Issues

Preparing A Client For Merit Review Hearings Or Interviews With DIBP

Accountants And Migration Law

Passport

Berenguel - Sometimes Time Of Application Criteria Can Be Met At Time Of Decision

Bare Faced Liars & The Fraudsters

Everyone's Doing It

Bridging Visas

Visas Remain Current Until Midnight

Immigration Closes At 4pm

Looking After Secondary Visa Holders In A Visa Cancellation Process

Applying As A Secondary Visa Applicant Onshore When The Primary Visa Applicant Is Offshore

Being Illegal

Essential Prerequisites For A Ministerial Discretion Application

Last Lunge Applications

State And Territory Sponsorship

Addresses

Believing The Client

Follow Up

Make Peace With The Tax Office

No Obligation On Immigration To Chase Up Information Or Documents From Migration Agents Or Lawyers Representing A Client

Errors In Visa Applications

Spouse Visas - Unexplained Large Deposits of Money

Managing No. 8503 On Tourist Visas

Medical Consent

Statutory Declarations

Merit Review

Tax Deductibility of Migration Advice

LEGENDcom

Dates On Documents And Names On Documents

Breaking Up Is Hard To Do

Take A Statement

Case Management Software

Work Rights

Student

Check All Past Visa Applications

Revealing Convictions

Visa Holders Being On Their Best Behaviour

Email Communication With Immigration - Delete All Strings

No Without Prejudice Conversations With Immigration

Accounts Managements

What Is A Secondary Visa?

Identify Australian Citizens Who Support An Applicant

Communications

Schedule 1 Criteria

Second Thing To Do On Starting A File - Download The Relevant Part Of The Law

First Thing To Do When Starting Any File - Identify Any 'Rights Destroying' Deadlines

Lodging Paper Applications

Social Media & Smart Phones

References

Disputes About Parentage And Children

Helping People Pass The English Tests

Managing Emails

What Is The Pomodoro Technique?

Immigration Telephones Client

When Is A Visa Application Made In Australia

Apply For A Visa In Australia

No Visa Application Is An Island

The Hammock Principle

 

In Tanari v MARA [2005] AATA 1091 here is what happened:

In evidence to the Tribunal Mr Tanari explained that in 2002 he was approached of 11 Malaysian clients seeking protection visas.  He said that he had been in practice for only seven months at the time, and was inexperienced in this type of visa and in file and records management.  He acknowledged that the clients provided almost identical statements of their claims which he did not attempt to verify, but he said he explained to each that further information would be necessary for the applications to succeed, and that there was no guarantee of success.

…the Tribunal finds that his handling of the 11 applications in 2002 was grossly unsatisfactory and fell far below the standard expected of a registered migration agent.  He did not seek to verify the claims, he made inadequate file notes, he did not provide proper advice and he failed to keep a copy of the applications.  The similarity of the claims should have alerted him to the possibility that the claims were fraudulent and that the clients had collaborated in their applications.  Despite receiving instructions to proceed, Mr Tanari allowed the claims to be forwarded to the Department of Immigration and Multicultural and Indigenous Affairs when he knew that the claims lacked merit, and he did not provide proper advice about the consequences of refusal of the applications.  The contracts that he used did not refer to the existence or purpose of the Code.  The Tribunal finds that he breached clauses 2.1, 2.17(c), 2.19, 2.23, 6.1 and 11.3 of the Code.

On Mr Tanari’s own evidence he did not maintain a professional library as defined in the Act, and the Tribunal finds that he also breached clause 2.5 of the Code.  He did not ensure that a professional interpreter was made available, and by failing to provide proper advice he did not have due regard to the clients’ dependence on him.  For these reasons the Tribunal also finds that the applicant breached clauses 2.4 and 3.6 of the Code.

But the AAT did not cancel his registration but merely confirmed a period of suspension.  The period of suspension matched the date of decision in the AAT but the penalty meant that he had formal record of having breached the code.

Barbara Davidson